15 days old

Regulatory Reporting & Monitoring Analyst - Warsaw

Goldman Sachs Group
Warsaw, KY 41095




Are you passionate about leading teams, solving complex problems and reducing risk for the firm and its clients?


We are looking for motivated individuals to join MIFID II Reporting & Monitoring Team who want to use their skills to actively contribute toward successfully meeting the firm and our clients regulatory reporting obligations.




Operations is a dynamic, multi-faceted division that partners with all parts of the firm to provide banking, securities, and asset management services to clients around the world. In addition, Operations provides essential risk management and controls to preserve and enhance the firm's assets and its reputation. For every new product launched and every trade executed, it is Operations that develops and manages the processes and controls that enable business flow.





The Consumer Investment Management Division (CIMD) delivers asset management and wealth management capabilities to clients around the world. The Operations team is a multi-faceted group that partners with all areas of the division to support evolving markets and business requirements.  The Regulatory Middle Office (RMO) is a global team who oversees CIMD regulatory reporting and leads or provides SME input into regulatory reform initiatives.  To achieve this, the team partners with internal and external stakeholders including Regulators, Custodians, Fund Administrators, Trading Desks, Client Relationship Managers, Engineering, Legal and Compliance.



  • You will effectively contribute toward the exercise of the Asset Management and Private Wealth business post trade and transaction reporting obligations
  • You will be responsible for identifying trade reporting exceptions and issues and recommending remediation solutions
  • You will actively work with trading desks to understand changes in business practice and make recommendations on how the team and supporting infrastructure should evolve to consistently meet reporting obligations
  • You will provide oversight of accuracy and completeness of trade reporting where delegated to trading counterparties and work closely with them to resolve discrepancies
  • You will perform verification, validations and testing of trade data prior to submission to regulators
  • You will clearly articulate open risk to Head of Reporting & Monitoring and effectively escalate issues when required





  • Bachelors degree
  • Knowledge of MS Office (Word, Excel, etc.) as well as proficiency with web-based applications
  • Strong communication skills to clearly articulate issues
  • Strong analytical skills with an ability to understand complex workflows paired with meticulous attention to detail
  • Self-motivated and proactive team player who has strong organizational skills and the ability to effectively manage competing priorities within deadlines
  • Flexible and able to work well under pressure in a team environment.
  • Basic understanding of the financial industry including active interest in Operations



  • Experience in Asset Management or Private Wealth Operations
  • Experience in an Operations Control Environment
  • Regulatory experience of MiFID II, EMIR, SFTR, ASIC or SWISS Reporting
  • Good understanding of financial products, e.g. equities, fixed income, exchange traded derivative and OTC derivatives
  • Trade life cycle knowledge
  • Working experience with operating on large data sets (incl. SQL)


ABOUT GOLDMAN SACHSAt Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers. Were committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html

© The Goldman Sachs Group, Inc., 2020. All rights reserved.Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity



Posted: 2020-05-20 Expires: 2020-06-21

Before you go...

Our free job seeker tools include alerts for new jobs, saving your favorites, optimized job matching, and more! Just enter your email below.

Share this job:

Regulatory Reporting & Monitoring Analyst - Warsaw

Goldman Sachs Group
Warsaw, KY 41095

Join us to start saving your Favorite Jobs!

Sign In Create Account
Powered ByCareerCast