4 days old

Market Operations, In-Business Control, AVP

Citigroup
Kowloon
**Job Description:**


The Sec & Derivatives Senior Analyst is an intermediate level role responsible for accomplishing results on time in coordination with the Transaction Services team, to ensure robust control procedures are in place to safeguard client's and firm's financial interests.

Serve as in-business control key contact in Markets Operations which cover Asia Pacific capital markets operations. Deals with most problems independently and has latitude to solve complex problems. Integrates in-depth specialty area knowledge with a solid understanding of industry standards and practices. Applies analytical thinking and knowledge of data analysis tools and methodologies. Requires attention to detail when making judgments and recommendations based on the analysis of factual information. Applies professional judgment when interpreting data and results. Quality and timeliness of service provided will affect the effectiveness within the team and other closely related teams.


**Responsibilities:**


+ Overseeing and executing critical core operations activities to maintain a culture and environment where processes, risks and controls are continually monitored, and potential risks escalated on a timely basis

+ Facilitates the implementation of all control related matters including but not limited to Quarterly Risk Assessment (QRA) / Annual Risk Assessment (ARA) / Third Party Management (TPM) / Records Management / Continuity Of Business (COB) / Third Party Payment (3PP) & Manual Payment Processing (MPP) / Sanctions / End User Computing (EUC) / Client Asset Protection / Operational Risk Events Reporting (ORE) for different assessment units & legal entities within APAC Markets Operations.

+ Facilitates both internal & external audits, compliance testing and Quality Assurance Program.

+ Liaises with Regional Control Officer, Legal, Risk, and Compliance regarding complex matters.

+ Resolves problems or transactions where expertise is required to interpret problems/transactions against policies, guidelines or processes.

+ Analyzes documentation and processes to ensure risks and control points are properly addressed.

+ Accountable for regular reporting or process administration.

+ Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.


**Qualifications:**


+ At least 4 years of relevant control and/or project experience

+ High attention to detail and quality

+ Consistently demonstrates clear and concise written and verbal communication skills

+ Proficient in Microsoft Office with an emphasis on MS Excel / Word & PowerPoint

+ Demonstrated analytical and problem-solving skills.

+ Effective planning and organizational skills

+ Ability to present a compelling case for ideas and initiatives through listening and articulating a convincing point of view


**Education:**


Bachelors/University degree or equivalent experience


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**Job Family Group:**


Operations - Transaction Services

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**Job Family:**


Securities and Derivatives Processing

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**Time Type:**


Full time

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Citi is an equal opportunity and affirmative action employer.


Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.


Citigroup Inc. and its subsidiaries ("Citi) invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review **Accessibility at Citi (https://www.citigroup.com/citi/accessibility/application-accessibility.htm)** .


View the "EEO is the Law (https://www.dol.gov/sites/dolgov/files/ofccp/regs/compliance/posters/pdf/eeopost.pdf) " poster. View the EEO is the Law Supplement (https://www.dol.gov/sites/dolgov/files/ofccp/regs/compliance/posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) .


View the EEO Policy Statement (http://citi.com/citi/diversity/assets/pdf/eeo\_aa\_policy.pdf) .


View the Pay Transparency Posting (https://www.dol.gov/sites/dolgov/files/ofccp/pdf/pay-transp\_%20English\_formattedESQA508c.pdf)
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.

Categories

Posted: 2022-05-13 Expires: 2022-06-12

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Market Operations, In-Business Control, AVP

Citigroup
Kowloon

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