3 days old

Manager, Financial Services Solutions Capital Markets

New York, NY 10176
**Business Title:** Manager, Financial Services Solutions Capital Markets

**Requisition Number:** 83014 - 66

**Function:** Advisory

**Area of Interest:**

**State:** NY

**City:** New York


The KPMG Advisory practice is currently our fastest growing practice. We are seeing tremendous client demand, and looking forward we don't anticipate that slowing down. In this ever-changing market environment, our professionals must be adaptable and thrive in a collaborative, team-driven culture. At KPMG, our people are our number one priority. With a wealth of learning and career development opportunities, a world-class training facility and leading market tools, we make sure our people continue to grow both professionally and personally. If you're looking for a firm with a strong team connection where you can be your whole self, have an impact, advance your skills, deepen your experiences, and have the flexibility and access to constantly find new areas of inspiration and expand your capabilities, then consider a career in Advisory.

KPMG is currently seeking a Manager in Financial Services Solutions for our Consulting (https://advisory.kpmg.us/) practice.


+ Advise clients in the development and implementation of Security Based Swap Dealer (SBSD) compliance program, including facilitating SBSD registration in a timely manner to client's lines of business as relates to regulation, risk management and policies and procedures

+ Review policies and procedures, processes, and systems to preform gap analysis to ensure the client continues to follow regulatory standards and industry best practices

+ Provide results-driven regulatory compliance solution to the client in developing and executing the implementation plan while developing and maintaining status reports for review by internal and external senior management to meet project milestones

+ Lead KPMG teams through daily execution of activities, deliverables, project plans, and client presentations in addition to leading business development efforts for primary target clients

+ Support proposal and business development activities by identifying new target clients, building business relationships with key executives, and developing/presenting proposals

+ Serve as a leader in recruiting and retention efforts to grow and develop the practice


+ Minimum of five years of experience in regulatory compliance, business process, process delivery within an advisory firm or industry positions

+ Bachelor's degree within a relevant field from an accredited college or university

+ In depth experiences in writing and implementing policies and procedures, as well as remediating existing ones; ability to analyze and interpret regulatory requirements into policy and procedure

+ Strong overall product knowledge and regulatory experience within the OTC derivatives and swap dealer businesses

+ Advanced knowledge of Financial Services industry, preferably Capital Markets Broker Dealer or Asset Management/Alternatives sectors

+ Strong interpersonal skills with the ability to formulate and express ideas clearly and effectively in verbal and written presentations along with the ability to manage processes and key external stakeholders

+ Travel may be up to 80-100%

+ Applicants must be currently authorized to work in the United States without the need for visa sponsorship now or in the future

KPMG LLP (the U.S. member firm of KPMG International) offers a comprehensive compensation and benefits package. KPMG is an affirmative action-equal opportunity employer. KPMG complies with all applicable federal, state and local laws regarding recruitment and hiring. All qualified applicants are considered for employment without regard to race, color, religion, age, sex, sexual orientation, gender identity, national origin, disability, protected veteran status, or any other category protected by applicable federal, state or local laws. The attached link contains further information regarding the firm's compliance with federal, state and local recruitment and hiring laws. No phone calls or agencies please.

At KPMG, any partner or employee must be fully vaccinated or test negative for COVID-19 in order to go to any KPMG office, client site or KPMG event. In some circumstances, individuals who are not fully vaccinated may also be required to have a reasonable accommodation to not be fully vaccinated for COVID-19.

**GL:** 4

**GF:** 15292


Posted: 2022-05-13 Expires: 2022-06-15

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Manager, Financial Services Solutions Capital Markets

New York, NY 10176

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