5 days old

ICG Risk & Controls Swap Dealer Governance Director

New York, NY 10176
This new role is part of ICG Risk and Control team supporting the ICG Global Head of Swap Dealer Governance, Risk and Control in leading the oversight of risk and control processes supporting designated Swap Dealer (SD) and Security-Based Swap Dealer (SBSD) legal entities utilized by Citi businesses.

This senior role will lead a team of subject matter experts that will challenge, assess, and recommend enhancements to first line risk control processes designed to meet regulatory requirements arising from Citis global swap and security-based swap dealing activities. The role combines specialty knowledge of CFTC and SEC Dodd Frank rules, industry standards and best practices, and regulator expectations with applied experience executing, overseeing, or assessing operational processes.

The incumbent will be part of ICG Swap Dealer Risk and Control team leadership, which develops strategy for the multi-disciplinary team, and will participate in governance and oversight forums.


+ Work with relevant Citi leadership as well as outside experts to design a target state first line control framework designed to identify, assess, actively manage and control the risks that could come from Citis swap and security-based swap dealing activity

+ Work with relevant businesses to implement or adopt relevant controls within the Citis existing risk control architecture

+ Implement a comprehensive risk assessment program that leverages key risk metrics, testing and audit results, quality assurance checks, and other relevant data points to identify areas of heightened residual risk

+ Present on status of the control framework risk assessments and coordinate with control functions to recommended enhancements to internal and external senior stakeholders

**Qualifications & skills:**

+ Detailed knowledge of CFTC SD and SEC SBSD regulations and associated requirements

+ Experience designing and / or assessing SD and SBSD controls and risk processes

+ Ability to analyze a process and recommend ways to improve quality, effectiveness, and efficiency

+ Excellent oral and written communications skills; must be articulate and persuasive with the judgement and authority to provide insightful commentary to senior stakeholders

+ Ability to drive change to business practices by working effectively across a global organization

+ Self-starting with the ability to multitask and prioritize

+ Capable of prioritizing and multi-tasking in a dynamic, fast paced environment


**Job Family Group:**

Risk Management


**Job Family:**

Business Risk & Controls


**Time Type:**

Full time


Citi is an equal opportunity and affirmative action employer.

Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

Citigroup Inc. and its subsidiaries ("Citi) invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review **Accessibility at Citi (https://www.citigroup.com/citi/accessibility/application-accessibility.htm)** .

View the "EEO is the Law (https://www.dol.gov/sites/dolgov/files/ofccp/regs/compliance/posters/pdf/eeopost.pdf) " poster. View the EEO is the Law Supplement (https://www.dol.gov/sites/dolgov/files/ofccp/regs/compliance/posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) .

View the EEO Policy Statement (http://citi.com/citi/diversity/assets/pdf/eeo\_aa\_policy.pdf) .

View the Pay Transparency Posting (https://www.dol.gov/sites/dolgov/files/ofccp/pdf/pay-transp\_%20English\_formattedESQA508c.pdf)


Effective November 1, 2021, Citi requires that all successful applicants for positions located in the United States or Puerto Rico be fully vaccinated against COVID-19 as a condition of employment and provide proof of such vaccination prior to commencement of employment.
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.


Posted: 2022-05-13 Expires: 2022-06-12

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ICG Risk & Controls Swap Dealer Governance Director

New York, NY 10176

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