1+ months

Control Officer - Asset Servicing and Digital - Outsourced Trading

BNY Mellon
Multiple

Control Officer serving in the First Line of Defense (1LOD) within the Asset Servicing and Digital (ASD) business. BNYMs comprehensive range of ASD capabilities is unparalleled in scale, precision and quality. Clients rely on BNYM to be a trusted partner to safeguard and service assets around the world. This position will specifically cover an outsourced trading group within ASD. The Control Officer, as part of ASDs Finance and Business Management organization, will be responsible for the following:

The Role:

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  • Executing end-to-end operational, regulatory and supervisory controls
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  • Real time and strategic counsel and challenge to the leaders of Equities and support teams
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  • Ownership enhancement across all support functions (Ops, IT, Finance) and the business across all products
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  • Global regulatory engagement
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  • Multi-level issue escalation and diversified governance
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  • Action tracking for audit, regulatory, self-identified issues and remediation thereof
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  • Risk assessment, incident root cause analysis, thematic review
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  • Regulatory change implementation
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  • Process reengineering
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  • Policies and procedures creation including written supervisory procedures
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  • Supervisory assistance utilizing transaction monitoring, audit trail and MIS

Qualifications

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  • Bachelors degree or equivalent combination of education and work exp required
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  • Traded Markets - 7-10+ years Compliance, audit, trading, risk management, middle office, tech, controls or legal experience in the traded markets within a large bank, broker-dealer or insurance copreferred
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  • 1-3 years of mgmt. experience preferred
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  • Other helpful and relevant experience:\t
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    • Bank reg
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    • Investment advisory
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    • Custody
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    • Prime brokerage / clearing
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    • Outsourced financial solutions
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    • Fintech
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  • Up to date understanding of the role of 1LOD within banks including risk frameworks
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  • Strong written and verbal communications skills
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  • Ability to think and execute quickly in a kinetic environment with proper risk lens

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.
Minorities/Females/Individuals With Disabilities/Protected Veterans.

Our ambition is to build the best global team one that is representative and inclusive of the diverse talent, clients and communities we work with and serve and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.

Primary Location: United States-Massachusetts-Everett
Internal Jobcode: 70317
Job: Asset Servicing
Organization: Front Office Solutions-HR14726
Requisition Number: 2011486
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Categories

Posted: 2021-02-24 Expires: 2021-05-05

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Control Officer - Asset Servicing and Digital - Outsourced Trading

BNY Mellon
Multiple

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