1+ months

Global Markets & Securities Services Business Supervision AVP/VP

New York, NY
  • Primary Location: United States,New York,New York
  • Education: Bachelor's Degree
  • Job Function: Risk Management
  • Schedule: Full-time
  • Shift: Day Job
  • Employee Status: Regular
  • Travel Time: No
  • Job ID: 18023322


About Citi

Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities are safeguarding assets, lending money, making payments and accessing the capital markets on behalf of our clients.

Citis Mission and Value Proposition explains what we do and Citi Leadership Standards explain how we do it. Our mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress. We strive to earn and maintain our clients and the publics trust by constantly adhering to the highest ethical standards and making a positive impact on the communities we serve. Our Leadership Standards is a common set of skills and expected behaviors that illustrate how our employees should work every day to be successful and strengthens our ability to execute against our strategic priorities.

Diversity is a key business imperative and a source of strength at Citi. We serve clients from every walk of life, every background and every origin. Our goal is to have our workforce reflect this same diversity at all levels. Citi has made it a priority to foster a culture where the best people want to work, where individuals are promoted based on merit, where we value and demand respect for others and where opportunities to develop are widely available to all.

Function Background/Context:

To ensure a strong & consistent global control environment, the Markets & Securities Services business is enhancing the Business Control and Supervision (BCS) function. This global role supports the development and maintenance of the front office supervision framework. The successful candidate will work with Global MSS Business Management, Sales and Trading, Compliance and Technology to evolve the current supervision framework, coordinate key projects, and monitor the performance of supervisory activities within Markets and the firm (first line of defense). The position will have high visibility and be located in the New York City headquarters.

Key Responsibilities:

Work with business heads, supervisors, CAOs and control functions to further develop and deploy a best in class supervision framework;
Manage front office supervision controls across all businesses / regions to support completeness and consistency;
Manage the design and implementation of new controls, and execute on key projects for monitoring supervisors performance of controls to ensure sustainability and adequacy of the framework;
Coordinate change management, including roll-out plans, communication and training as needed;
Develop target state evidencing of controls to facilitate supervisors execution of controls through streamlined processes and reports;
Create and maintain written supervisory procedures and control documentation;
Develop supervisory reports for Sales and Trading businesses to highlight supervisory and conduct trends;
Define strategy, such as combining data sources and detecting patterns, to enhance identification of potential risk areas;
Drive control testing and control enhancement initiatives to remediate identified issues;
Build strong internal relationships with Front Office businesses to strengthen control awareness;
Interact with Compliance Testing and Internal Audit on reviews and investigations.


A minimum of 3 years relevant work experience within Markets or supporting another front office business;
Strong understanding of sales and trading businesses and products, with knowledge of regulatory requirements and front office controls;
Experience in designing controls, writing business requirements and delivering change;
Strong interpersonal skills for interfacing with all levels of internal and external management;
Excellent problem solving and analytical with attention to detail and accuracy;
Highly organized and efficient at prioritizing tasks;
Undergraduate degree required.


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Global Markets & Securities Services Business Supervision AVP/VP

New York, NY

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