3 days old

Compliance Product Senior Analyst - 3 year Fixed Term Contract

Dover, FL 33527
The DT Compliance Manager serves as a risk point-of-contact for our Independent Compliance Risk Management (ICRM), located in Sydney, primarily supporting Citis Global Consumer Banking ( **GCB** ) business in Australia. The role will require you to provide support to the GCB business to transition its products and services to National Australia Bank as part of the strategic sale of the GCB business to NAB. The person in this role will be responsible for providing compliance advice to the Legacy Franchise consumer business in order to assist with the transition to National Australia Bank Limited (NAB).

In addition to the NAB transition, you will work alongside the DT ICRM team and provide support when required by assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation, and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise.

Primary responsibilities include compliance advisory on the NAB transition for the DT consumer business, monitoring compliance risk behaviours and providing day-to-day compliance advice relating to the supported function/business/product and guidance on function/business/product rules/laws and interpretation on internal policies and procedures.


+ Compliance advice on the NAB transition for the DT consumer business

+ Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for DT ICRM.

+ Providing guidance on the TSA, rules and regulations relating to function/business/product operational issues, as well as provide transactional approvals and interpretation of internal compliance policies.

+ Assisting with regulatory inquiries and/or examinations. This may include coordination with regulators and other parties.

+ Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues and TSA governance which may impact the supported function/business/product.

+ Assisting in the development and administration of compliance training for the supported function/business/product.

+ Researching any new reform rules and rule changes and implementing policies, procedures or other controls necessary to comply with the rules.

+ Additional duties as assigned

+ Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behaviour, conduct and business practices, and escalating, managing and reporting control issues with transparency.


+ Knowledge of compliance laws, rules, regulations, risks and typologies

+ Must be a self-starter, flexible, innovative and adaptive

+ Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organisation

+ Strong written and verbal communication and interpersonal skills

+ Ability to work both collaboratively and independently; ability to navigate a complex organisation

+ Advanced analytical skills

+ Excellent project management and organisational skills and capability to handle multiple projects at one time

+ Proficient in MS Office applications (Excel, Word, PowerPoint)

+ Demonstrated knowledge in area of focus

+ Relevant certifications desirable


+ Bachelors degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organisation, or legal/consulting firm, or a combination thereof; strong working knowledge of function/business/product supported and the related operations and financial requirements; Advanced degree preferred

Please note that Citi has entered into an agreement with NAB to acquire its consumer bank in Australia which includes residential mortgages, deposits, and unsecured lending.

The sale is expected to complete in May 2022.

This is a role to work in Citis Legacy Franchise consumer business, the successful candidate will remain employed by Citigroup within its DT compliance team on sale completion.


**Job Family Group:**

Compliance and Control


**Job Family:**

Product Compliance Risk Management


**Time Type:**

Full time


Citi is an equal opportunity and affirmative action employer.

Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

Citigroup Inc. and its subsidiaries ("Citi) invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review **Accessibility at Citi (https://www.citigroup.com/citi/accessibility/application-accessibility.htm)** .

View the "EEO is the Law (https://www.dol.gov/sites/dolgov/files/ofccp/regs/compliance/posters/pdf/eeopost.pdf) " poster. View the EEO is the Law Supplement (https://www.dol.gov/sites/dolgov/files/ofccp/regs/compliance/posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) .

View the EEO Policy Statement (http://citi.com/citi/diversity/assets/pdf/eeo\_aa\_policy.pdf) .

View the Pay Transparency Posting (https://www.dol.gov/sites/dolgov/files/ofccp/pdf/pay-transp\_%20English\_formattedESQA508c.pdf)
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.


Posted: 2022-05-13 Expires: 2022-06-12

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Compliance Product Senior Analyst - 3 year Fixed Term Contract

Dover, FL 33527

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