13 days old

Client Reporting Oversight, Operational Risk Sr Analyst - Asst Vice President

Tampa, FL 33603

Client Reporting Oversight (CRO) function oversees client confirmations, prospectuses and statements are generated and delivered in an efficient, accurate, timely controlled manner while meeting regulatory and client requirements.

**Key Responsibilities:**

+ Perform quality assurance testing of Client Reporting Oversight (CRO) controls Manager Control Assessment (MCA) by reviewing and assessing control effectiveness based on the inherent risks of each process.

+ Conduct targeted reviews of Information Services (ISG) and Markets Middle Office client reporting-related control processes

+ Assist in assessing key controls related to SEC & FINRA regulations and recommend enhancements as needed.

+ Support the organizations strategy, promote efficiency, and help ensure compliance with policies, procedures, laws, and regulatory requirements.

+ Design & maintain metrics & presentations for senior management reporting and escalation

+ Identify and document issues, perform root cause analysis, oversee remediation efforts, and recommend improvements as needed.

+ Partner across functions on continuous improvement of processes and streamline operational workflows

+ Execute controls across the end-to-end life cycles of trade confirmations, prospectuses, and client account statements.

+ Track key actions from meetings, provide weekly updates & project summaries, and maintain related documentation


+ Ideal soft skills: critical thinking, problem-solving, teamwork, & adaptability

+ Organizational skills: prioritization, multi-tasking, attention to detail, project management

+ Leadership skills: acts as an owner and acts with urgency

+ Work-ethic: Self-motivated and able to meet goals without micromanagement

+ Excellent written and oral communication skills and ability to facilitate discussions (including with senior management)

+ MS office (Excel, Access, Visio, Word, and Power Point) is a plus.


+ Bachelors degree

+ 3-5 years of experience in financial services (audit, controls, or similar functions a plus).

+ Basic understanding of US Cash Securities process lifecycle a plus, especially trade confirmations

+ Documenting end-to-end processes flows

+ Proficient in metrics and reporting.


**Job Family Group:**

Risk Management


**Job Family:**

Operational Risk


**Time Type:**

Full time


Citi is an equal opportunity and affirmative action employer.

Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

Citigroup Inc. and its subsidiaries ("Citi) invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review **Accessibility at Citi (https://www.citigroup.com/citi/accessibility/application-accessibility.htm)** .

View the "EEO is the Law (https://www.dol.gov/sites/dolgov/files/ofccp/regs/compliance/posters/pdf/eeopost.pdf) " poster. View the EEO is the Law Supplement (https://www.dol.gov/sites/dolgov/files/ofccp/regs/compliance/posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) .

View the EEO Policy Statement (http://citi.com/citi/diversity/assets/pdf/eeo\_aa\_policy.pdf) .

View the Pay Transparency Posting (https://www.dol.gov/sites/dolgov/files/ofccp/pdf/pay-transp\_%20English\_formattedESQA508c.pdf)


Effective November 1, 2021, Citi requires that all successful applicants for positions located in the United States or Puerto Rico be fully vaccinated against COVID-19 as a condition of employment and provide proof of such vaccination prior to commencement of employment.
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.


Posted: 2022-05-13 Expires: 2022-06-12

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Client Reporting Oversight, Operational Risk Sr Analyst - Asst Vice President

Tampa, FL 33603

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