19 days old

Business Analyst - Brokerage Trade Reporting (St. Paul, MN)

U.S. Bank
St Paul, MN 55102
This position will work within the Trade Reporting and Surveillance Group (TRSG). This group monitors and performs review of best executions and the firms trade reporting obligations related to FINRA TRACE, MSRB RTRS and the upcoming CAT platform as well as other regulatory reporting. **How youll spend your time:** **** **Will assist with the co-ordination and oversight of the processes that support USBI's Best Execution and Trade Reporting Requirements** **** **Will work closely with other Business Analysts to produce metrics on USBI's ability to comply with its Best Execution and Trade Reporting requirements** **** **Should possess a working knowledge of the securities industry and of the rules that govern a FINRA regulated broker dealer** **** **Should have a baseline understanding of the regulatory requirements of a self-clearing broker dealer** **** **Must be able to understand and articulate industry regulations documented by FINRA, MSRB, the SEC, and other regulatory bodies; in particular FINRA TRACE, MSRB RTRS and SEA Rule 606** **** **Will interpret industry rules and regulations that apply to the firm's business model** **** **Will work with various business partners within the firm, including Compliance, Risk, Regulatory Change Management, and areas of the Front, Middle and Back Office** **** **Will liaise with internal and external audit relative to equity and fixed income trading inquiries** **** **Assist in the creation of documentation that analyzes large volumes of data** **** **Ensures that tasks are properly documented and completed in a timely manner** **** **Will make presentations to senior management** **This position will utilize data tools to produce meaningful statistical and trending reports and charts.** **Also, this position will assist with testing and documentation of small department projects.** **This position will also liaise with the following areas:** **** **USBI Operations departments** **** **USBI Data Management** **** **USBI Trading Desks and Middle Office** **** **USBI Compliance department** **** **Internal and external Risk and Audit** **Qualifications:** Basic Qualifications - Bachelor's degree, or equivalent work experience - Five to eight years of related experience Preferred Skills - 8 years of broker dealer operational experience preferably in a trading and self-clearing environment - Strong data mining, formatting, excel, charting and report creation skills - Generalist understanding of broker-dealer business and operations - Excellent verbal and written communication skills and the ability to present to groups and to management - Ability to interpret and relate costs to underlying business practices - Ability to work with multiple projects and initiatives simultaneously - Assertive personality; comfortable tackling difficult issues and asking questions **Job:** Business Ops Analysis **Primary Location:** Minnesota-MN-Saint Paul **Shift:** 1st - Daytime **Average Hours Per Week:** 40 **Requisition ID:** 190021846 U.S. Bank is an Equal Opportunity Employer committed to creating a diverse workforce. U.S. Bank is an equal opportunity employer committed to creating a diverse workforce. We consider all qualified applicants without regard to race, religion, color, sex, national origin, age, sexual orientation, gender identity, disability or veteran status, among other factors.

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Posted: 2019-08-06 Expires: 2019-09-05

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Business Analyst - Brokerage Trade Reporting (St. Paul, MN)

U.S. Bank
St Paul, MN 55102

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