7 days old

AVP Markets Operational End to End Assessments Business Risk Officer

Tampa, FL 33603
**Job Purpose**

Markets Operational End to End Assessments team is part of Markets Transaction and Processing Risk unit, which is in turn part of Markets Risk & Control team and is mandated to establish and maintain a robust 1st Line of defence and designed to minimize Transaction and Processing Risk within the business.

Markets Operational Assessment team is set up to assess high risk processes and proactively identify gaps in end-to-end design and operation of controls, covering all Markets businesses globally. Primary responsibilities include collaborating with Markets Senior Management and key stakeholders across the firm including Regulatory Subject Matter Experts (SMEs) and Firm-wide Business / Functional Owners to deliver integrated high risk Process led Assessments.

The successful candidate will likely have working experience in scoping, planning and execution of assurance / testing / assessments of Markets control processes. The candidate would ideally be familiar with Risk & Control compliance requirements for a global Markets business.

**Key responsibilities:**

This role is within Markets Operational End to End Assessments team to support in the execution of the overall annual Process led Assessments programme.

Key responsibilities of the role are:

+ Assist in carrying out Risk/ Materiality assessments in line with Framework by prioritizing High Risks / Regulations to determine Target Process inventory.

+ Identify Regulatory SMEs and Firm-wide Business/ Functional Owners and Participants, document firm-wide E2E process, governance structure and controls.

+ Assist in partnering with Operations, Finance, Technology, Legal, Operational Risk Management (ORM) and Independent Compliance Risk Management (ICRM) to design, implement and deliver integrated global operational control assessments.

+ Support in assessing End to End Risks and Controls design to determine gaps in existing MCA framework for selected process.

+ Identify control weaknesses & gaps, report results, raise Issues (as needed) and track to resolution by collaborating with Markets Transformation and broader Transaction & Processing Risk (TPR) colleagues so that issues have corresponding implementable actions and ownership through to closure, whilst aiming for automation of enhanced controls, where appropriate.

+ Assist in writing reports including issues, overall control enhancements and action plans in collaboration with key business stakeholders including Markets Management, Operations, ORM and ICRM as appropriate.

+ Completing tasks within broader projects to agreed timescales, whilst keeping stakeholders up to date on progress and escalating any blockers.

+ Support in collaborate with ICRM, ORM and Internal Audit to support and respond to internal and external assessments

+ Assist in creating and submitting timely Governance updates on progress against plan, key issues identified and seeking approval of forward looking BAU assessments book of work at Risk and Control Committees.

**Knowledge, Experience & Skills:**

+ Some understanding of operational processes, risks and related controls, associated with Markets businesses

+ Some understanding of control design and effectiveness assessment techniques and practices

+ Experience in financial services; experience in planning, scoping and/or leading execution of Internal Audit, Compliance or First Line assurance projects preferable

+ Strong communication skills required in order to negotiate internally, often at a senior level.

+ Some experience in project management implementation

+ Organizational and time management skills

+ Able to clearly and concisely communicate (written and verbal)

+ 3 5 years of relevant experience


+ Bachelors/University degree or equivalent experience, but appropriate industry experience & exceptional delivery track record is as important.

+ Related certifications (CPA, ACA, CFA, CIA, ACCA, CISA or similar) preferred


**Job Family Group:**

Risk Management


**Job Family:**

Business Risk & Controls


**Time Type:**


Citi is an equal opportunity and affirmative action employer.

Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

Citigroup Inc. and its subsidiaries ("Citi) invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review **Accessibility at Citi (https://www.citigroup.com/citi/accessibility/application-accessibility.htm)** .

View the "EEO is the Law (https://www.dol.gov/sites/dolgov/files/ofccp/regs/compliance/posters/pdf/eeopost.pdf) " poster. View the EEO is the Law Supplement (https://www.dol.gov/sites/dolgov/files/ofccp/regs/compliance/posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) .

View the EEO Policy Statement (http://citi.com/citi/diversity/assets/pdf/eeo\_aa\_policy.pdf) .

View the Pay Transparency Posting (https://www.dol.gov/sites/dolgov/files/ofccp/pdf/pay-transp\_%20English\_formattedESQA508c.pdf)


Effective November 1, 2021, Citi requires that all successful applicants for positions located in the United States or Puerto Rico be fully vaccinated against COVID-19 as a condition of employment and provide proof of such vaccination prior to commencement of employment.
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.


Posted: 2022-05-13 Expires: 2022-06-12

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AVP Markets Operational End to End Assessments Business Risk Officer

Tampa, FL 33603

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