11 days old

Analyst, Capital Markets and Risk

Capital One
West Creek 3 (12073), United States of America, Richmond, Virginia

At Capital One, were building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.                                               

Guided by our shared values, we thrive in an environment where collaboration and openness are valued. We believe that innovation is powered by perspective and that teamwork and respect for each other lead to superior results. We elevate each other and obsess about doing the right thing. Our associates serve with humility and a deep respect for their responsibility in helping our customers achieve their goals and realize their dreams. Together, we are on a quest to change banking for good.

Analyst, Capital Markets and Risk

Capital One is seeking a motivated professional to join the Finance Risk Management (FRM) Control and Transaction testing (CTT) team as an Analyst. As a member of FRM, the associate will play a key role in executing robust and proactive risk management programs, partner with and influence key stakeholders to achieve business value while ensuring Finance is operating within enterprise risk management frameworks, and enable a strong culture of risk management thats adaptable to a changing environment.

The Analyst performs a key role within Capital Ones line of defense risk management model, to help ensure corporate initiatives and departmental processes comply with applicable laws, regulations, business requirements and controls. This position is responsible for developing and performing independent testing of processes and controls accurately and timely per the established testing methodology. The role builds and executes tests across various Finance lines of business (LOBs) and a basic understanding of regulatory requirements and controls as applied to business processes is expected. The Associate partners with numerous stakeholders and subject matter experts and supports FRMs overall objective of ensuring the Finance Division maintains an effective risk and control management environment.


-Establish and maintain effective engagements with risk advisors and Finance business partners to provide business value through robust and effective assessments of the control environment.

-Perform transaction and control tests across multiple LOBs and workstreams in accordance with FRM testing methodology, including Procedures, job aids and interaction models

-Assess business process adherence to applicable laws, regulatory requirements, business requirements and controls

-Support retrieval and quality assurance of data used for testing across tests executed within each month

-Support related governance activities, projects, audits or exams, as requested

-Understand regulatory and business process environment changes and the impact of those changes to current and upcoming tests

Basic Qualifications:

-Bachelors degree or military experience

-At least 1 year of experience in risk management, control testing, or regulatory compliance

Preferred Qualifications:

-2 years of experience in risk management or regulatory compliance, preferably in the financial services sector (e.g., compliance, legal, audit, data governance, business risk office, credit risk management)

-Strong critical thinking, and problem-solving skills; effective communication and collaborative abilities

-Ability to work independently and flexible to change in a fast-paced environment that requires the balancing of competing priorities

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.


Posted: 2019-12-04 Expires: 2020-01-03

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Analyst, Capital Markets and Risk

Capital One

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